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1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-01-28 |
Branch Locations
1328 North Bridge Street, Elkin, NC 28621 • United States
1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, Na | Dobson | NC | 12/2007 | 12/2016 |
| Wells Fargo Advisors Llc | Elkin | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Elkin | NC | 11/2016 | 12/2016 |
| Lpl Financial, Llc | Elkin | NC | 12/2016 | Present |
| Good Life Advisors, Llc | Elkin | NC | 12/2016 | Present |
1. 12/12/2016 - Lighthouse Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start: 12/12/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 1/18/2017 - Good Life Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 12/12/2016 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Goodlife Advisors, LLC, an independent investment advisor firm. I started this business activity in 1/2017. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 6/13/2017 - Good Life Advisors - DBA: (HYBRID) Lighthouse Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 12/12/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 4. 12/7/2020 - Good Life Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/12/2012 - 160 Hours Per Month During Securities Trading - Life, Health, Disability, LTC, Fixed, Fixed Annuities, Medicare Supplements and Final Expense. 5. 4/6/2021 - Lighthouse Financial Advisory Group, Inc - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/1/2021 - 160 Hours Per Month/160 Hours During Securities Trading - Revenue generated from Investment advisory, brokerage, fixed annuity, fixed insurance, medicare supplement, and other business income will flow through this entity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2003-10-02 |
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