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Catherine Gulish

Commonwealth Financial Network

Shelton, CT

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-10-20
  • CT RA
    APPROVED
    Since 2025-10-20

Branch Locations

680 Bridgeport Ave, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gulish And Associates, Inc. Shelton CT 03/2020 Present
W.B. Mason Brockton MA 06/2017 01/2020
Stonehill College South Easton MA 08/2013 05/2017
Commonwealth Financial Network Waltham MA 05/2021 01/2026
Commonwealth Financial Network Waltham MA 01/2026 Present
Other Businesses

1. Fixed insurance sales; as of 09/05/2025; 1% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-17
S63 Uniform Securities Agent State Law Examination 2023-03-22
  • S65 Uniform Investment Adviser Law Examination
    2025-10-17
  • S63 Uniform Securities Agent State Law Examination
    2023-03-22

View on SEC IAPD

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PROCYON

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BRIAN MICHAEL WARD

Other Offices

MML INVESTORS SERVICES, LLC · SHELTON, CT
RB CAPITAL MANAGEMENT, LLC · Shelton, CT
WRIGHT INVESTORS SERVICE INC · SHELTON, CT
THE WINTHROP CORPORATION · SHELTON, CT
WRIGHT PRIVATE ASSET MANAGEMENT LLC · SHELTON, CT
AMERIPRISE FINANCIAL SERVICES, LLC · SHELTON, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · SHELTON, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Shelton, CT

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