Connor Frederick Heck

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 03/2018
  Wells Fargo Funds
  Menomonee Falls, WI
• 07/2016 → 05/2017
  Mayer-Helminiak Architects
  Mequon, WI
• 08/2015 → 05/2017
  Concordia University Wisconsin
  Mequon, WI
• 09/2015 → 01/2017
  Best Buy
  Grafton, WI
• 08/2013 → 05/2017
  Concordia University Wisconsin
  Mequon, WI
• 03/2018 → 07/2018
  Edward Jones
  Menomonee Falls, WI
• 01/2018 → 05/2019
  Trysting Place Pub
  Menomonee Falls, WI
• 12/2018 → 01/2021
  Northwestern Mutual Investment Services, Llc
  Franklin, WI
• 01/2021 → 08/2022
  Acuity Insurance Company
  Sheboygan, WI
• 10/2018 → 06/2025
  Primerica Financial Services
  Appleton, WI
• 07/2021 → 12/2023
  Pfs Investments Inc.
  Appleton, WI
• 03/2024 → 06/2025
  Pfs Investments Inc.
  Appleton, WI
• 05/2023 → Present
  Solu Estate Winery & Meadery
  Cascade, WI
• 11/2022 → 06/2025
  General Beer Northeast
  Little Chute, WI
• 06/2025 → 02/2026
  Osaic Wealth, Inc.
  Fond Du Lac, WI
• 02/2026 → Present
  Raymond James Financial Services, Inc.
  Fond Du Lac, WI
• 02/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Fond Du Lac, WI

Previous Registrations

• 2025-06-30 → 2026-02-04
  Osaic Wealth, Inc.
  Fond Du Lac, WI
• 2024-09-16 → 2025-06-20
  Pfs Investments Inc.
  Appleton, WI
• 2022-02-08 → 2023-12-31
  Pfs Investments Inc.
  Appleton, WI
• 2019-01-24 → 2021-01-15
  Northwestern Mutual Investment Services, Llc
  Franklin, WI
• 2018-03-23 → 2018-07-30
  Edward Jones
  Menomonee Falls, WI
  St Louis, MO
  Sussex, WI

Other Businesses

(1)Name of Business: Onward Financial Network Address: 7 S Main St, Fond Du Lac, WI, 54935-4226, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee, Other Investment Related: No Start Date: 06/17/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: - Prospecting for new clients/opportunities\n- Conducting annual client reviews\n- Preparing client annual reviews\n- Assisting in investment model research and compostition\n- Fostering & developing partnerships with potential outside entities to facilitate business growth\n- Create holistic and appropriate financial plans\n- Offer fiduciary-level investment advice to clients in need of it\n- Act as a registered representative on behalf of the writing agent/advisor, Greg Lavin.

Exams

• S66 Uniform Combined State Law Examination
  2018-03-22
• S63 Uniform Securities Agent State Law Examination
  2017-11-13

Other Names

• Connor Heck
• Connor Heck
• Connor Frederick Heck