Sergio Serrano

Current Employers

Employment History

• 06/2019 → Present
  Simplicity Group
  Phoenix, AZ
• 06/2026 → Present
  Simplicity Wealth
  Summit, NJ
• 06/2017 → 06/2019
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 09/2016 → 06/2017
  Uc Merced Campus Bookstore
  Merced, CA
• 06/2013 → 05/2017
  Merced County Of Education
  Merced, CA
• 09/2015 → 09/2016
  Uc Merced Campus Bookstore
  Merced, CA
• 05/2016 → 10/2016
  Tonic Night Life Group
  San Francisco, CA
• 09/2013 → 05/2017
  University Of California Merced
  Merced, CA

Other Businesses

Sergio Serrano; investment related; 2929 N Central Avenue Suite 1400 Phoenix, Arizona 85012; Registered Insurance Agent; 10/17/2018; approximate number of hours/month you devote to the other business during trading hours during trading hours 1; Provides direct-to-consumer sales support and internal referral client support services, including client relationship coordination, lead generation assistance, and administrative support related to business development activities. Simplicity Group; investment related; 2929 N Central Avenue Suite 1400 Phoenix, Arizona 85012; 06/01/2019; Sales Associate; approximate number of hours/month you devote to the other business during trading hours 160; Provides case design support services for independent advisors, including client support and servicing, preparation and coordination of case materials, and internal business development support activities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-11-29