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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-06-20
IL RA APPROVED 2024-04-22
NY RA APPROVED 2023-10-24
PA RA APPROVED 2019-11-15
TX RA APPROVED 2019-11-15
  • MI RA
    APPROVED
    Since 2024-06-20
  • IL RA
    APPROVED
    Since 2024-04-22
  • NY RA
    APPROVED
    Since 2023-10-24
  • PA RA
    APPROVED
    Since 2019-11-15
  • TX RA
    APPROVED
    Since 2019-11-15

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Malvern PA 06/2019 Present
Thrivent Financial Madison WI 01/2018 05/2019
University Of Wisconsin-Madison Madison WI 08/2015 05/2019
Aerie Preferred Financial Group Madison WI 05/2017 12/2017
The Mather Group Chicago IL 05/2018 07/2018
Vanguard Marketing Corporation Malvern PA 06/2019 Present
Vanguard Advisers, Inc. Malvern PA 11/2019 Present
Self-Employed Philadelphia PA 03/2026 Present
  • 06/2019 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 01/2018 → 05/2019
    Thrivent Financial
    Madison, WI
  • 08/2015 → 05/2019
    University Of Wisconsin-Madison
    Madison, WI
  • 05/2017 → 12/2017
    Aerie Preferred Financial Group
    Madison, WI
  • 05/2018 → 07/2018
    The Mather Group
    Chicago, IL
  • 06/2019 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 11/2019 → Present
    Malvern, PA
  • 03/2026 → Present
    Self-Employed
    Philadelphia, PA
Other Businesses

NAME OF BUSINESS: SELF-EMPLOYED NON-INVESTMENT-RELATED ADDRESS: PHILADELPHIA, PA NATURE OF BUSINESS: E-COMMERCE POSITION: OWNER START DATE: 03/2026 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SALES ON THREDUP.COM

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-08
  • S66 Uniform Combined State Law Examination
    2019-08-08
Other Names
  • Emily Anne Samuels
  • Emily Samuels

View on SEC IAPD

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