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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-09-25 |
| TX | RA | APPROVED | 2023-09-20 |
Branch Locations
4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co. Llc | Los Angeles | CA | 06/2019 | 08/2023 |
| Goldman Sachs & Co | Los Angeles | CA | 06/2018 | 08/2018 |
| Ladenburg Thalmann | New York | NY | 06/2017 | 07/2017 |
| Delta Gamma | Tucson | AZ | 08/2016 | 01/2018 |
| University Of Arizona | Tucson | AZ | 08/2015 | 05/2019 |
| Jpmorgan Chase Bank, N.A. | Phoenix | AZ | 09/2023 | Present |
| J.P. Morgan Securities Llc | Phoenix | AZ | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-19 |
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