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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-15
AL RA APPROVED 2019-08-26
  • TX RA
    APPROVED
    Since 2020-01-15
  • AL RA
    APPROVED
    Since 2019-08-26

Branch Locations

601 N Section St, Fairhope, AL 36532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Montgomery AL 05/2019 Present
Auburn University At Montgomery Mongomery AL 08/2013 08/2017
Auburn University At Montgomery Montgomery AL 04/2016 01/2017
Auburn University At Montgomery Montgomery AL 02/2017 05/2017
Moore Wealth Management Auburn AL 05/2017 08/2017
Cygnal Montgomery AL 08/2017 10/2018
Firebirds Woodfire Grill Montogmery AL 11/2018 12/2018
Regions Bank Montgomery AL 12/2018 05/2019
Bank Of America, N.A. Montgomery AL 06/2019 Present
  • 05/2019 → Present
    Montgomery, AL
  • 08/2013 → 08/2017
    Auburn University At Montgomery
    Mongomery, AL
  • 04/2016 → 01/2017
    Auburn University At Montgomery
    Montgomery, AL
  • 02/2017 → 05/2017
    Auburn University At Montgomery
    Montgomery, AL
  • 05/2017 → 08/2017
    Moore Wealth Management
    Auburn, AL
  • 08/2017 → 10/2018
    Cygnal
    Montgomery, AL
  • 11/2018 → 12/2018
    Firebirds Woodfire Grill
    Montogmery, AL
  • 12/2018 → 05/2019
    Regions Bank
    Montgomery, AL
  • 06/2019 → Present
    Bank Of America, N.A.
    Montgomery, AL
Other Businesses

I*5522271, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: DoorDash, Address: San Fransisco, California, 94107, Investment Related: N, Position, Title, Association: ["Employee"], Employee Start Date: 08/24/2026, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: Gig job delivering food on weekends. Delivery service

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-23
  • S66 Uniform Combined State Law Examination
    2019-08-23
Other Names
  • Tanner Cole Ragland
  • Tanner Ragland

View on SEC IAPD

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