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335 Ninth Ave. S., Safety Harbor, FL 34695 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-28 |
| TX | RA | APPROVED | 2024-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2017 | 12/2017 |
| Auburn University | Auburn | AL | 08/2013 | 05/2017 |
| Auburn University | Auburn | AL | 08/2015 | 05/2017 |
| Lpl Financial, Llc | Dunedin | FL | 02/2018 | 07/2024 |
| Independent Financial Partners | Dunedin | FL | 02/2018 | 10/2018 |
| Independent Advisor Alliance, Llc | Dunedin | FL | 10/2018 | 07/2024 |
| Lpl Financial Llc | Safety Harbor | FL | 08/2024 | Present |
| Mfp Financial Services, Llc | Safety Harbor | FL | 08/2024 | Present |
1. 6/18/2019 - Once in a Lifetime Home Décor - Not Investment Related - Home Based - For-Profit Board Member - Started 12/14/2018 - 1 Hour Per Month - 0 hours during securities trading hours 2. PROFESSOR AT UNIVERSITY OF TAMPA; NO; 401 W KENNEDY BLVD, TAMPA, FL 33606; TEACHER; PROFESSOR; 08/2021; 30 HOURS/MONTH; 10 HOURS/MONTH DURING SECURITIES TRADING HOURS; TEACHING MKT-300 TO STUDENTS 3. CAMELOT COMMUNITY CARE; NO; 15500 ROOSEVELT BLVD STE 204, CLEARWATER, FL 33760; BOARD MEMBER; BOARD MEMBER; 01/2020; 2 HOURS/MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; ENGAGING WITH DIRECTORS TO HELP SOLC-3 4. MFP TAXES SERVICES, LLC DBA MFP TAX AND INSURANCE SERVICES; YES, TAX PREPARATION/ANNUITY/INSURANCE SALES; 335 NINTH AVE. S., SAFETY HARBOR, FL 34695; TAX PREPARATION; COO; 06/28/206; 20 HOURS/MONTH; 1-2 HOURS/MONTH DURING SECURITIES TRADING HOURS; TAX PREPARATION, LIFE & ANNUITY SALES 5. MFP CONSULTING GROUP LLC; YES, HOURLY FINANCIAL CONSULTING FOR DIVORCE; 335 NINTH AVE. S., SAFETY HARBOR, FL 34695; FINANCIAL CONSULTING; MEMBER; 09/2016; 20 HOURS/MONTH; 10 HOURS/MONTH DURING SECURITIES TRADING HOURS; CONSULTING ON DIVORCE FINANCIAL SETTLEMENTS 6. MFP PROPERTIES GROUP LLC; NO; 335 NINTH AVE. S., SAFETY HARBOR, FL 34695; REAL ESTATE RENTAL, CMO; 04/30/2021; 1 HOUR/MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; RECEIVING RENTAL CHECK, SCHEDULING REPAIRS AND MAINTENANCE 7. MFP ASSOCIATES SERVICES LLC; FINANCIAL CONSULTING; 335 NINTH AVE. S., SAFETY HARBOR, FL 34695; FINANCIAL CONSULTING; MANAGING MEMBER; 03/2018; 20 HOURS/MONTH; 10 HOURS/MONTH DURING SECURITIES TRADING HOURS; FINANCIAL CONSULTING ON AN HOURLY BASIS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-26 |
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