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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-12 |
| AL | RA | APPROVED | 2018-08-15 |
Branch Locations
2900 Highway 280 Suite 100, Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dave Herring | Hoover | AL | 05/2017 | 12/2017 |
| Always There In Home Care | Hoover | AL | 08/2016 | 05/2017 |
| Northwestern Mutual Investment Services Llc | Hoover | AL | 01/2018 | 07/2018 |
| Dave Herring | Hoover | AL | 12/2017 | 07/2018 |
| Raymond James & Associates | Birmingham | AL | 07/2018 | Present |
(1)Name of Business: Copper Beard LLC Address: 1012 Melrose Pl, Birmingham, AL, 35209, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 05/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Land Management and coordination (2)Name of Business: Lost Coast Capital, LLC - Investment Club Address: 1450 Woodridge Pl, Gardendale, AL, 35071, United States Activity Type: Other Position/Title: Partner Investment Related: Yes Start Date: 04/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a member of the LLC/partnership. Cameron Bailey will be the sole control person of this investment club. I will serve as the FA on the account and the minimum ticket charges per trade will be utilized. No compensation will come to me.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-13 |
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