Best Investors Account Sign in

Michael Stephan Marinos

Ameriprise Financial Services, LLC

Phoenix, AZ

Phoenix, AZ

CRD 6806251

Claim This Profile
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-01
TX RA APPROVED 2023-09-01
  • CA RA
    APPROVED
    Since 2023-09-01
  • TX RA
    APPROVED
    Since 2023-09-01

Branch Locations

4040 E Camelback Rd Ste 212, Phoenix, AZ 85018 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2017 09/2023
Innovative Structural Glass Three Rivers CA 07/2011 06/2017
Exeter Union High School Exeter CA 06/2014 10/2016
Ameriprise Financial Services, Llc Phoenix AZ 09/2023 Present
  • 06/2017 → 09/2023
    Edward Jones
    St Louis, MO
  • 07/2011 → 06/2017
    Innovative Structural Glass
    Three Rivers, CA
  • 06/2014 → 10/2016
    Exeter Union High School
    Exeter, CA
  • 09/2023 → Present
    Ameriprise Financial Services, Llc
    Phoenix, AZ
Previous Registrations
  • 2017-08-16 → 2023-09-05
    Edward Jones
    Phoenix, AZ
    Tempe, AZ
    Three Rivers, CA
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-14
  • S66 Uniform Combined State Law Examination
    2017-08-14

View on SEC IAPD

Nearby Firms

EW ADVISER, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.

Nearby Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton

Nearby Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ

More in Phoenix, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor