James Jay Mooreland

Current Employers

Employment History

• 09/2008 → 01/2024
  Woodbury Financial Services
  Woodbury, MN
• 01/2024 → Present
  Osaic Wealth, Inc.
  Woodbury, MN

Previous Registrations

• 2008-09-02 → 2024-01-19
  Woodbury Financial Services, Inc.
  Woodbury, MN
  Folsom, CA
  Roseville, CA
  Woodbury, MN
• 2002-05-24 → 2008-09-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Folsom, CA
  Folsom, CA
  Roseville, CA
• 1999-11-01 → 2002-05-28
  Morgan Stanley Dw Inc.
  San Mateo, CA

Other Businesses

1. THE EMOTIONAL INVESTOR POSITION: owner NATURE: Sole proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2011 ADDRESS: 8072 Marsh Creek Alcove, Woodbury MN 55125, United States DESCRIPTION: THE EMOTIONAL INVESTOR; NONINV RELATED; 8072 MARSH CREEK ALCOVE WOODBURY,MN 55125; PROVIDE EDUCATIONAL SEMINARS AND MATERIAL TO FINANCIAL ADVISERS AND THE PUBLIC AT LARGE WITH RESPECT TO HOW PSYCHOLOGY AND BEHAVIOR AFFECT INVESTMENT DECISIONS (BEHAVIORAL ECONOMICS). ALL EDUCATIONAL MATERIAL IS BASED UPON PRIOR RESEARCH AND EMPIRICAL EVIDENCE. WORKSHEETS, TOOLS, SEMINARS, WEBINARS, BLOGS AND VIDEOS MAY BE USED TO DELIVER THE EDUCATION. ALL MATERIAL AND EDUCATION PROVIDED IS TO HELP US UNDERSTAND HOW BIASES INFLUENCE OUR DECISIONS AND WHAT CAN BE DONE TO IMPROVE OUR FINANCIAL DECISION-MAKING PROCESS. AS THIS IS SOLELY EDUCATIONAL, THERE WILL BE NO ANALYSIS OF MARKETS, FORECASTS, PREDICTIONS, DISCUSSION OF SECURITIES OR INVESTMENT ADVICE GIVEN. THE EMOTIONAL INVESTOR WILL NOT HOLD ITSELF OUT AS A REGISTERED REPRESENTATIVE OR IAR, RATHER AN EXPERT IN THE FIELD WITH THE EDUCATIONAL BACKGROUND AND EXPERIENCE TO EDUCATE ON THE TOPIC OF BEHAVIORAL BIASES. OWNER/SPEAKER/EDUCATOR; 12/01/2011; 40HR/MON; 20HR/MON 2. GT FINANCIAL ADVISORS POSITION: Financial Advisor NATURE: Partnership INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 09/01/2015 ADDRESS: 539 Bielenberg Dr, Suite 210, Woodbury MN 55125, United States DESCRIPTION: Financial advisor. This is where I do my financial planning, advising and securities work. 3. AUTHOR POSITION: Author NATURE: Author of books INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2015 ADDRESS: 8072 Marsh Creek Alcove, Woodbury MN 55125, United States DESCRIPTION: I research topics and write on topics that interest me. THE EMOTIONAL INVESTOR POSITION: owner NATURE: Sole proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2011 ADDRESS: 8072 Marsh Creek Alcove, Woodbury MN 55125, United States DESCRIPTION: THE EMOTIONAL INVESTOR; NONINV RELATED; 8072 MARSH CREEK ALCOVE WOODBURY,MN 55125; PROVIDE EDUCATIONAL SEMINARS AND MATERIAL TO FINANCIAL ADVISERS AND THE PUBLIC AT LARGE WITH RESPECT TO HOW PSYCHOLOGY AND BEHAVIOR AFFECT INVESTMENT DECISIONS (BEHAVIORAL ECONOMICS). ALL EDUCATIONAL MATERIAL IS BASED UPON PRIOR RESEARCH AND EMPIRICAL EVIDENCE. WORKSHEETS, TOOLS, SEMINARS, WEBINARS, BLOGS AND VIDEOS MAY BE USED TO DELIVER THE EDUCATION. ALL MATERIAL AND EDUCATION PROVIDED IS TO HELP US UNDERSTAND HOW BIASES INFLUENCE OUR DECISIONS AND WHAT CAN BE DONE TO IMPROVE OUR FINANCIAL DECISION-MAKING PROCESS. AS THIS IS SOLELY EDUCATIONAL, THERE WILL BE NO ANALYSIS OF MARKETS, FORECASTS, PREDICTIONS, DISCUSSION OF SECURITIES OR INVESTMENT ADVICE GIVEN. THE EMOTIONAL INVESTOR WILL NOT HOLD ITSELF OUT AS A REGISTERED REPRESENTATIVE OR IAR, RATHER AN EXPERT IN THE FIELD WITH THE EDUCATIONAL BACKGROUND AND EXPERIENCE TO EDUCATE ON THE TOPIC OF BEHAVIORAL BIASES. OWNER/SPEAKER/EDUCATOR; 12/01/2011; 40HR/MON; 20HR/MON

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-19
• S63 Uniform Securities Agent State Law Examination
  1999-01-23

Designations

Other Names

• Jay Moreland
• James Jay Mooreland