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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-03-09 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Brooklyn Park, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Minneapolis | MN | 05/2017 | 06/2019 |
| Process Displays | Minneapolis | MN | 07/2013 | 05/2017 |
| Riversource Distributors, Inc. | Minneapolis | MN | 06/2019 | 01/2022 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-10 |
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