Trevor S Prince

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 06/2022
  Rbc Capital Markets, Llc
  New York, NY
• 06/2017 → 08/2017
  Rbc Capital Markets, Llc
  New York, NY
• 08/2014 → 05/2018
  Boston College
  Chestnut Hill, MA
• 08/2024 → Present
  Raymond James & Associates
  Saint Petersburg, FL
• 07/2022 → 10/2023
  Myadvocate
  Philadelphia, PA
• 08/2022 → 05/2024
  The Wharton School
  Philadelphia, PA
• 04/2024 → Present
  Royal Iveagh Holdings Llc
  Wilmington, DE

Other Businesses

OBA 1: Royal Iveagh Holdings LLC Role not investment related 221 W 9th St #422, Wilmington, DE 19801 Delaware LLC for providing consulting services to small companies Managing Member Sole Owner Start Date: 4/30/24 Less than 20 hours per month committed to this OBA Less than 1 hour per month during security trading hours My responsibilities will generally include: 1) managing the LLC's continued operation (e.g. filing documents with states(s), managing bank account and finances, etc.), 2) evaluating potential consulting engagements that become available, and 3) completing projects involving financial modeling, financial reporting, etc. OBA 2: Blend Financial Inc. DBA Origin Financial Role not investment related, but Origin itself may be considered investment related. 177 Huntington Ave, Ste. 1703, PMB 50966, Boston, MA 02115-3153 Origin (https://www.useorigin.com/) is an online budgeting, investing, estate planning, and tax platform focused on mass-market clients. Passive minority investor Start Date: 12/31/23 0 hours per month committed to this private investment. 0 hours per month during security trading hours. No duties -- passive investor.

Exams

• S66 Uniform Combined State Law Examination
  2024-12-13
• S63 Uniform Securities Agent State Law Examination
  2020-09-26

Other Names

• Trevor Scott Prince