Ryan Matthew Swanson

Employer firm

Focused Wealth Management, Inc. CRD 154828

$2.27B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → Present
  Focused Wealth Management, Inc.
  Highland, NY
• 09/2013 → 12/2017
  Binghamton University
  Binghamton, NY
• 04/2021 → 06/2024
  Securities America, Inc
  Newburgh, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  Newburgh, NY

Other Businesses

FOCUSED WEALTH MANAGEMENT POSITION: Administrative Assistant NATURE: IRIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 32 START DATE: 01/08/2018 ADDRESS: 11 Balmville Road, Newburgh NY 12550, United States DESCRIPTION: Administrative Assistant. Assisting advisor's clients with various clerical tasks. SWANSON CAPITAL, INC. POSITION: OWNER NATURE: S CORP FOR COMPENSATION PURPOSES ADDRESS- 376 Carter Ave Newburgh, NY 12550 INVESTMENT RELATED: NO HOURS: 3 TRADING HOURS: 0

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-03-29
• S65 Uniform Investment Adviser Law Examination
  2019-04-30