Travis Duane Richens

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 10/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Provo, UT
• 07/2015 → 05/2017
  Verizon Wireless
  Salt Lake City, UT
• 10/2017 → 04/2019
  Bank Of America, N.A.
  Provo, UT
• 04/2019 → Present
  Wells Fargo Clearing Services, Llc
  Salt Lake City, UT

Previous Registrations

• 2017-08-29 → 2019-04-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Provo, UT

Other Businesses

RICHENS REPOSITORY SERVICES, LLC, NOT INVT RELATED, SOUTH JORDAN, UT, 100% OWNERSHIP, START DATE 6/1/2023, 20 HRS PER MONTH, 0 HRS DURING TRADING, HELPING INDIVIDUALS ORGANIZE AND DIGITIZE THEIR INFORMATION.

Exams

• S66 Uniform Combined State Law Examination
  2017-08-28

Other Names

• Travis Richens