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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-03-31
TX RA APPROVED_RES 2025-03-31
  • CT RA
    APPROVED
    Since 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31

Branch Locations

29 S Main Street Ste A02 Town Center, West Hartford, CT 06107-4211 • United States

Torrington, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 05/2017 06/2021
Juice Heads Llc Farmington CT 02/2014 05/2017
Tradewind Aviation Oxford CT 02/2016 05/2017
Bank Of America, N.A. Hartford CT 10/2017 06/2021
Fidelity Brokerage Services Llc Merrimack NH 06/2021 Present
Fidelity Investments Boston MA 03/2025 Present
  • 05/2017 → 06/2021
    Hartford, CT
  • 02/2014 → 05/2017
    Juice Heads Llc
    Farmington, CT
  • 02/2016 → 05/2017
    Tradewind Aviation
    Oxford, CT
  • 10/2017 → 06/2021
    Bank Of America, N.A.
    Hartford, CT
  • 06/2021 → Present
    Fidelity Brokerage Services Llc
    Merrimack, NH
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2021-09-21 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Torrington, CT
  • 2017-09-14 → 2021-06-16
    Hartford, CT
    Newtown, CT
    Newtown, CT
    New Haven, CT
    Simsbury, CT
    Avon, CT
    Newtown, CT
    New Haven, CT
    New Haven, CT
    Simsbury, CT
Other Businesses

OBA-132369|OrgNmn:Superprof Tutoring|Org Addr:Torrington,Connecticu,US|OBA Nature:Tutoring Economics and Statist|Invst Rel:N|Title:Independent Contractor|Duties:Teach students about macro/micro economics via zoom on personal computer|StrtDt:08-05-26|TotHrs/mon:20|TrdHrs/mon:0|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-30
  • S66 Uniform Combined State Law Examination
    2017-08-30
Other Names
  • Michael Martin Wozniak
  • Michael Serafin-Wozniak
  • Michael Martin Serafin-Wozniak

View on SEC IAPD

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