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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-03-31
  • MN RA
    APPROVED
    Since 2025-03-31

Branch Locations

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Mankato MN 08/2013 05/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2017 06/2018
Northwestern Mutual Investment Services Llc Mendota Hts MN 06/2017 04/2019
Thomas Patnode Mendota Heights MN 07/2018 04/2019
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2018 04/2019
Transamerica Investors Securities Corporation St. Paul MN 05/2019 03/2025
Transamerica Life Insurance Company St. Paul MN 05/2019 03/2025
Wells Fargo Clearing Services, Llc Minneapolis MN 03/2025 Present
  • 08/2013 → 05/2017
    Student
    Mankato, MN
  • 06/2017 → 06/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2017 → 04/2019
    Northwestern Mutual Investment Services Llc
    Mendota Hts, MN
  • 07/2018 → 04/2019
    Thomas Patnode
    Mendota Heights, MN
  • 07/2018 → 04/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 05/2019 → 03/2025
    Transamerica Investors Securities Corporation
    St. Paul, MN
  • 05/2019 → 03/2025
    Transamerica Life Insurance Company
    St. Paul, MN
  • 03/2025 → Present
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-06
S63 Uniform Securities Agent State Law Examination 2017-09-25
  • S66 Uniform Combined State Law Examination
    2019-08-06
  • S63 Uniform Securities Agent State Law Examination
    2017-09-25
Other Names
  • Gage Patrick Gustafson
  • Gage P Gustafson

View on SEC IAPD

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