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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-20 |
| CA | RA | APPROVED | 2022-10-19 |
Branch Locations
811 W Foothill Blvd, Upland, CA 91786 • United States
350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States
2500 S Grove Ave, Ontario, CA 91761 • United States
240 N Euclid Ave, Ontario, CA 91762 • United States
15760 Ventura Blvd Ste 1250 [Sk-Rbo], Encino, CA 91436 • United States
4240 E 4Th St, Ontario, CA 91764 • United States
12455 Central Ave, Chino, CA 91710 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Ontario | CA | 01/2015 | 05/2020 |
| Wells Fargo Clearing Services Llc | Ontario | CA | 05/2017 | 05/2020 |
| Fidelity Brokerage Services, Llc | Seal Beach | CA | 05/2020 | 10/2022 |
| Wells Fargo Clearing Services, Llc | Encino | CA | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-10 |
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