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Allison Balch

Stifel, Nicolaus & Company, Incorporated

St. Louis, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-07-15
  • MO RA
    APPROVED
    Since 2024-07-15

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dierbergs Market Place Chesterfield MO 11/2016 06/2017
Unemployed Ballwin MO 09/2016 11/2016
Logic Systems Sound And Lighting Valley Park MO 01/2016 09/2016
Scottrade, Inc. St. Louis MO 06/2017 02/2018
Td Ameritrade, Inc. St Louis MO 02/2018 12/2022
Stifel, Nicolaus & Company, Incorporated St. Louis MO 01/2023 Present
  • 11/2016 → 06/2017
    Dierbergs Market Place
    Chesterfield, MO
  • 09/2016 → 11/2016
    Unemployed
    Ballwin, MO
  • 01/2016 → 09/2016
    Logic Systems Sound And Lighting
    Valley Park, MO
  • 06/2017 → 02/2018
    Scottrade, Inc.
    St. Louis, MO
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    St Louis, MO
  • 01/2023 → Present
    Stifel, Nicolaus & Company, Incorporated
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-12
S63 Uniform Securities Agent State Law Examination 2017-09-12
  • S66 Uniform Combined State Law Examination
    2024-07-12
  • S63 Uniform Securities Agent State Law Examination
    2017-09-12
Other Names
  • Allison Marie Balch

View on SEC IAPD

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