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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-08-30 |
| TX | RA | APPROVED | 2022-07-12 |
| RI | RA | APPROVED | 2022-07-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 05/2017 | 03/2022 |
| Santander Securities, Llc | Dorchester | MA | 05/2017 | 05/2022 |
| Herb Chambers Cadillac | Warwick | RI | 06/2015 | 08/2017 |
| Bank Of America Merrill Lynch | Providence | RI | 05/2022 | Present |
| Bank Of America, N.A. | Providence | RI | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-11 |
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