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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-05-20 |
Branch Locations
Minnetonka, MN • United States
8500 Normandale Lake Blvd., Bloomington, MN 55437 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc. | Minneapolis | MN | 08/2018 | 03/2022 |
| North Star Resource Group | Minneapolis | MN | 06/2017 | 08/2017 |
| N/A | Duluth | MN | 09/2017 | 05/2018 |
| N/A | Duluth | MN | 09/2016 | 05/2017 |
| Jimmy Johns | Wayzata | MN | 06/2017 | 08/2017 |
| Ubs Financial Services Inc | Bloomington | MN | 03/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2020-05-27 |
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