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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-05-20
  • MN RA
    APPROVED
    Since 2022-05-20

Branch Locations

Minnetonka, MN • United States

8500 Normandale Lake Blvd., Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc. Minneapolis MN 08/2018 03/2022
North Star Resource Group Minneapolis MN 06/2017 08/2017
N/A Duluth MN 09/2017 05/2018
N/A Duluth MN 09/2016 05/2017
Jimmy Johns Wayzata MN 06/2017 08/2017
Ubs Financial Services Inc Bloomington MN 03/2022 Present
  • 08/2018 → 03/2022
    Rbc Capital Markets Llc.
    Minneapolis, MN
  • 06/2017 → 08/2017
    North Star Resource Group
    Minneapolis, MN
  • 09/2017 → 05/2018
    N/A
    Duluth, MN
  • 09/2016 → 05/2017
    N/A
    Duluth, MN
  • 06/2017 → 08/2017
    Jimmy Johns
    Wayzata, MN
  • 03/2022 → Present
    Bloomington, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-20
S63 Uniform Securities Agent State Law Examination 2020-05-27
  • S65 Uniform Investment Adviser Law Examination
    2022-05-20
  • S63 Uniform Securities Agent State Law Examination
    2020-05-27
Other Names
  • Meghan Blair Riley

View on SEC IAPD

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