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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-11 |
Branch Locations
1 Alhambra Plaza Suite 950, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vector Marketing | Akron | OH | 03/2017 | 06/2017 |
| T-Mobile Usa | Akron | OH | 10/2014 | 02/2017 |
| Scottrade | St.LOuis | MO | 06/2017 | 02/2018 |
| Td Ameritrade, Inc. | St Louis | MO | 02/2018 | 04/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 05/2019 | 05/2022 |
| Bank Of America, N.A. | Dallas | TX | 06/2019 | 05/2022 |
| E*Trade Securities Llc | Dallas | TX | 05/2022 | 07/2023 |
| E*Trade Capital Management Llc | Dallas | TX | 05/2022 | 07/2023 |
| Morgan Stanley | Dallas | TX | 01/2023 | 07/2023 |
| Charles Schwab & Co., Inc. | Coral Gables | FL | 07/2023 | Present |
| Charles Schwab Bank, Ssb | Coral Gables | FL | 07/2023 | Present |
1) Vector Marketing | Investment Related:No|Other|Field Sales Manager|6/1/2012|Less than 20|0|I will aid previous customers with repeat business and at times solicit new business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-24 |
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