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Kieran Michael Smith

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-02-12
TX RA APPROVED 2026-02-12
  • PA RA
    APPROVED
    Since 2026-02-12
  • TX RA
    APPROVED
    Since 2026-02-12

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cantor Fitzgerald & Co. New York NY 07/2018 06/2023
Saint Joseph's University Philadelphia PA 08/2014 05/2018
Cantor Fitzgerald & Co. New York NY 06/2017 08/2017
Mitsubishi International Food Ingredients, Inc. Hackensack NJ 04/2024 04/2025
Unemployed Glen Rock NJ 06/2023 04/2024
Osaic Wealth, Inc. Ridgewood NJ 03/2025 12/2025
The Vanguard Group, Inc. Malvern PA 01/2026 Present
Vanguard Marketing Corporation Malvern PA 01/2026 Present
Vanguard Advisers, Inc. Malvern PA 02/2026 Present
  • 07/2018 → 06/2023
    Cantor Fitzgerald & Co.
    New York, NY
  • 08/2014 → 05/2018
    Saint Joseph's University
    Philadelphia, PA
  • 06/2017 → 08/2017
    Cantor Fitzgerald & Co.
    New York, NY
  • 04/2024 → 04/2025
    Mitsubishi International Food Ingredients, Inc.
    Hackensack, NJ
  • 06/2023 → 04/2024
    Unemployed
    Glen Rock, NJ
  • 03/2025 → 12/2025
    Osaic Wealth, Inc.
    Ridgewood, NJ
  • 01/2026 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 01/2026 → Present
    Vanguard Marketing Corporation
    Malvern, PA
  • 02/2026 → Present
    Malvern, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-11
S63 Uniform Securities Agent State Law Examination 2020-12-12
  • S66 Uniform Combined State Law Examination
    2026-02-11
  • S63 Uniform Securities Agent State Law Examination
    2020-12-12
Other Names
  • Kieran M. Smith
  • Kieran Smith

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