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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-09
AZ RA APPROVED 2024-07-29
  • TX RA
    APPROVED
    Since 2024-08-09
  • AZ RA
    APPROVED
    Since 2024-07-29

Branch Locations

3131 E Camelback Road Suite 100, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Arizona Country Club Phoenix AZ 09/2021 Present
Hinsdale Racquet Club Hinsdale IL 10/2019 08/2021
Five Seasons Family Sports Club Burr Ridge IL 11/2018 10/2019
Doordash Hurst TX 09/2018 11/2018
Old Oaks Country Club Purchase NY 05/2018 09/2018
University Of Arizona Tucson AZ 08/2015 05/2018
Northwestern Mutual Dallas TX 06/2017 08/2017
Renaissance Financial Phoenix AZ 05/2024 Present
Cetera Wealth Services, Llc El Segundo CA 05/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2024 Present
  • 09/2021 → Present
    Arizona Country Club
    Phoenix, AZ
  • 10/2019 → 08/2021
    Hinsdale Racquet Club
    Hinsdale, IL
  • 11/2018 → 10/2019
    Five Seasons Family Sports Club
    Burr Ridge, IL
  • 09/2018 → 11/2018
    Doordash
    Hurst, TX
  • 05/2018 → 09/2018
    Old Oaks Country Club
    Purchase, NY
  • 08/2015 → 05/2018
    University Of Arizona
    Tucson, AZ
  • 06/2017 → 08/2017
    Northwestern Mutual
    Dallas, TX
  • 05/2024 → Present
    Renaissance Financial
    Phoenix, AZ
  • 05/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2024 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: ARIZONA COUNTRY CLUB INVESTMENT RELATED: NO ADDRESS: 5668 E ORANGE BLOSSOM LANE PHOENIX, AZ 85018 NATURE OF BUSINESS: TENNIS INSTRUCTION START DATE: 09/2021 POSITION/TITLE/RELATIONSHIP: TENNIS PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: TENNIS INSTRUCTION 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: May 2024 POSITION/TITLE/RELATIONSHIP: Financial Advisor APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-24
  • S66 Uniform Combined State Law Examination
    2024-07-24

View on SEC IAPD

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