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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-04-01
TX RA APPROVED 2025-03-28
  • LA RA
    APPROVED
    Since 2025-04-01
  • TX RA
    APPROVED
    Since 2025-03-28

Branch Locations

451 Florida St Floor 6, Suite 625, Baton Rouge, LA 70801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Family Coffee Co. Baton Rouge LA 04/2026 Present
Nylife Securities Llc New Orleans LA 07/2017 07/2019
New York Life Insurance Co. New Orleans LA 05/2017 07/2019
Louisiana State University Baton Rouge LA 08/2015 05/2017
Burns And Co. Real Estate Baton Rouge LA 09/2016 05/2017
New York Life White Plains NY 07/2019 02/2024
Park Avenue Securities New York NY 03/2024 06/2024
Guardian Life Insurance New York NY 03/2024 06/2024
Guardian Life Insurance Company Baton Rouge FL 06/2024 03/2025
Park Avenue Securities Baton Rouge FL 06/2024 03/2025
Jpmorgan Chase Bank, N.A. Baton Rouge LA 03/2025 Present
J.P. Morgan Securities Llc Baton Rouge LA 03/2025 Present
  • 04/2026 → Present
    Family Coffee Co.
    Baton Rouge, LA
  • 07/2017 → 07/2019
    Nylife Securities Llc
    New Orleans, LA
  • 05/2017 → 07/2019
    New York Life Insurance Co.
    New Orleans, LA
  • 08/2015 → 05/2017
    Louisiana State University
    Baton Rouge, LA
  • 09/2016 → 05/2017
    Burns And Co. Real Estate
    Baton Rouge, LA
  • 07/2019 → 02/2024
    New York Life
    White Plains, NY
  • 03/2024 → 06/2024
    Park Avenue Securities
    New York, NY
  • 03/2024 → 06/2024
    Guardian Life Insurance
    New York, NY
  • 06/2024 → 03/2025
    Guardian Life Insurance Company
    Baton Rouge, FL
  • 06/2024 → 03/2025
    Park Avenue Securities
    Baton Rouge, FL
  • 03/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Baton Rouge, LA
  • 03/2025 → Present
    Baton Rouge, LA
Previous Registrations
Other Businesses

Entity Name: Family Coffee Co. Investment related: No Address: https://www.familycoffee.co/ Nature of the other business: Coffee Company Position/Title/Relationship: Owner/Partner Start Date: 04/22/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am investor in a company called Family Coffee Co. Our intention is to sell coffee direct to consumer. The role is not similar to my role with JPM and there is no connection to JPM.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-19
S63 Uniform Securities Agent State Law Examination 2018-07-27
  • S65 Uniform Investment Adviser Law Examination
    2024-08-19
  • S63 Uniform Securities Agent State Law Examination
    2018-07-27
Other Names
  • Roy Toufic Issa
  • Roy Issa

View on SEC IAPD

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