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Colin Michael Mattingly

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-24
DC RA APPROVED 2022-03-07
MD RA APPROVED 2018-05-21
  • TX RA
    APPROVED_RES
    Since 2022-05-24
  • DC RA
    APPROVED
    Since 2022-03-07
  • MD RA
    APPROVED
    Since 2018-05-21

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated North Bethesda MD 02/2018 Present
Pinstripes Norht Bethesda MD 10/2017 12/2017
Urban Bbq Rockville MD 08/2014 01/2017
University Of Maryland College Park MD 08/2016 12/2017
Bank Of America, N.A. North Bethesda CA 06/2018 Present
  • 02/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    North Bethesda, MD
  • 10/2017 → 12/2017
    Pinstripes
    Norht Bethesda, MD
  • 08/2014 → 01/2017
    Urban Bbq
    Rockville, MD
  • 08/2016 → 12/2017
    University Of Maryland
    College Park, MD
  • 06/2018 → Present
    Bank Of America, N.A.
    North Bethesda, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-19
  • S66 Uniform Combined State Law Examination
    2018-05-19
Other Names
  • Colin Mattingly

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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