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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-08 |
Branch Locations
610 Newport Center Drive Suite 150, Newport Beach, CA 92660 • United States
3000 Schwab Way, Westlake, TX 76262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 05/2017 | 12/2017 |
| Ncsa | Phoenix | AZ | 08/2015 | 05/2017 |
| Morgan Stanley | Laguna Niguel | CA | 06/2019 | 10/2021 |
| Morgan Stanley | Laguna Niguel | CA | 05/2018 | 09/2018 |
| Morgan Stanley | Laguna Niguel | CA | 03/2018 | 05/2018 |
| Morgan Stanley | Laguna Niguel | CA | 06/2019 | 10/2021 |
| Morgan Stanley | Laguna Niguel | CA | 05/2018 | 10/2021 |
| Merrill Lynch / Bank Of America Corp | Newport Beach | CA | 05/2017 | 12/2017 |
| Jp Morgan Chase Bank, N.A. | Irvine | CA | 05/2022 | 07/2023 |
| Jp Morgan Securities, Llc | Newport Beach | CA | 06/2022 | 03/2025 |
| Lets Heal Within Llc | Laguna Beach | CA | 10/2021 | 01/2024 |
| Unemployed | Laguna Beach | CA | 01/2018 | 02/2018 |
| Ariels Tarot, Astrology And Psychic Healing (Llc) | Laguna Beach | CA | 10/2021 | 01/2024 |
| Corona Del Mar Hs | Newport Beach | CA | 01/2024 | 01/2024 |
| Charles Schwab | Newport Beach | CA | 03/2025 | Present |
| Charles Schwab Bank Ssb | Newport Beach | CA | 03/2025 | Present |
1) Elizabeth Rizza Ebay Resale | Investment Related:No|Other|selling on ebay |1/1/2024|Less than 20|0|Selling goods on ebay for example model airplanes, and lanterns., 2) Speak and Lead / Toastmasters | Investment Related:No|15500 sand canyon ave|irvine|ca|92618|usa|Other|VP Public Relations|6/30/2026|Less than 20|0|The VP Public Relations handles maintaining and building the club's image. The role involves internal and external communications. This office ranks fourth among the seven. The VPPR plans, organizes, and implements programs to maintain the positive image of the club and Toastmasters for all guests, members, and the general public. Common activities overseen include press releases, publicity campaigns, website maintenance, media re presentation, and club newsletters. Some specific duties of the Vice President - Public Relations are: • Plans and prepares publicity materials Produces a Club Newsletter Important Dates and Deadlines for the Vice President - Public Relations are: As appropriate - assist VPM in promoting membership recruitment programs, contests As appropriate - issue press releases, publicity campaigns As scheduled - publish and distribute club newsletter July - issue press release announcing club officers to media July - participate in meeting to complete annual "Club Success Plan", help publicize to members July/August - promote member participation in club contest August - issue press release announcing club contest winners to media November/December - publicize officer elections to club members January - participate in meeting to update annual "Club Success Plan", help publicize to members January - issue press release announcing club officers to media February - promote member participation in club contest March - issue press release announcing club contest winners to media May/June - publicize officer elections to club members
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-29 |
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