Brennen Ramos

Employer firm

Root Financial Partners CRD 290289

$2.15B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2017 → 06/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ
• 06/2016 → 09/2016
  Pvh Corp
  Bridgewater, NJ
• 10/2011 → 01/2017
  Westrock Indoor Sports And Entertainment
  Nanuet, NY
• 09/2013 → 05/2017
  Rutgers University
  New Brunswick, NJ
• 10/2017 → 06/2019
  Bank Of America, N.A.
  Paramus, NJ
• 06/2019 → 10/2021
  Lazard Asset Management Securities Llc
  New York, NY
• 06/2019 → 10/2021
  Lazard Asset Management Llc
  New York, NY
• 10/2021 → 05/2025
  Longwave Financial, Llc
  New York, NY
• 10/2021 → 05/2025
  Commonwealth Financial Newtork
  Waltham, MA
• 06/2025 → Present
  Root Financial Partners
  Encinitas, CA

Previous Registrations

• 2022-03-01 → 2025-06-09
  Commonwealth Financial Network
  New York, NY
  Rhinebeck, NY
  New York, NY
• 2017-09-14 → 2019-05-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oradell, NJ
  Paramus, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-02-24
• S66 Uniform Combined State Law Examination
  2017-09-11

Designations

• Certified Financial Planner

Other Names

• Brennen J. Ramos