Kevin C Moody

Current Employers

Employment History

• 05/2017 → 01/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, MD
• 11/2016 → 05/2017
  Unemployed
  Silver Spring, MD
• 05/2014 → 10/2016
  Jp Morgan Chase
  Phoenix, AZ
• 10/2017 → 01/2022
  Bank Of America, N.A.
  Columbia, MD
• 01/2022 → 05/2023
  Dai Securities, Llc
  Atlanta, GA
• 01/2022 → 05/2023
  Eaglestone Tax & Wealth Advisors
  Rockville, MD
• 01/2022 → 12/2025
  Eaglestone Wealth Advisors Llc
  Rockville, MD
• 05/2023 → Present
  Emerson Equity Llc
  San Mateo, CA
• 09/2025 → Present
  Onyx Bridge Wealth Group
  Tarrytown, NY

Previous Registrations

• 2022-01-27 → 2025-12-19
  Eaglestone Wealth Advisors, Inc.
  Rockville, MD
• 2017-08-24 → 2022-01-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, MD
  Ellicott City, MD
  Ellicott City, MD
  Olney, MD
  Ellicott City, MD
  Ellicott City, MD
  Mount Airy, MD
  Ellicott City, MD

Other Businesses

1) Emerson Equity (BD) Registered Representative; Address: 155 Bovet Road, Suite 725, San Mateo, CA 94402; Duties/Nature of Business: Actively monitor the market in terms of trading. Maintain our book of business and ensure everything is up to date; Number of Hours Per Month During Trading Hours: 6 HOURS PER DAY/130 HOURS PER MONTH; Number of Hours Per Month During Non Trading Hours: 1 HOUR PER DAY/30 HOURS PER MONTH 2) ONYX BRIDGE WEALTH GROUP-INVESTMENT RELATED, 1101 WOOTTON PARKWAY, SUITE 400 ROCKVILLE, MD 20852, RIA/IAR BUSINESS, IAR SR. WEALTH ADVISOR WITH ONYX BRIDGE WEALTH GROUP, ACTIVELY MONITOR MARKET IN TERMS OF TRADING. MAINTAIN BOOK OF BUSINESS TO ENSURE EVERYTHING IS UP TO DATE., 120 HRS A MONTH, 120 HRS A MONTH DURING SECURITIES TRADING HOURS, 09/2025. 3) TARKENTON FINANCIAL(INDEPENDENT AGENT)- INVESTMENT RELATED, 1101 WOOTTON PKWY., STE 400, ROCKVILLE, MD 20852, LIFE INSURANCE, INDEPENDENT AGENT, SALES AND SERVICING OF LIFE INSURANCE POLICIES., 2 HRS MONTH, O HOURS DURING SECURITIES TRADING HOURS., 08/2025 4) CRC GROUP (INDEPDENT AGENT) INVESTMENT RELATED, 1101 WOOTTON PKWY, SUITE 400 ROCKVILLE, MD 20852, HEALTH INSURANCE SALES, INSURANCE AGENT, SALES AND SERVICING OF HEALTH INSURANCE POLICIES, 2 HRS DURING THE MONTH, 0 HOURS DURING SECURITIES TRADING HOURS, 08/2025

Exams

• S66 Uniform Combined State Law Examination
  2017-08-23

Other Names

• Kevin Moody