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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-10-23 |
| ME | RA | APPROVED | 2020-10-22 |
Branch Locations
100 Middle Street 3Rd Floor, Portland, ME 04101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Collins | CO | 05/2017 | 10/2020 |
| Unemployed | Durham | NH | 12/2016 | 05/2017 |
| University Of New Hampshire | Durham | NH | 08/2012 | 12/2016 |
| University Of New Hampshire | Durham | NH | 05/2015 | 04/2017 |
| Bank Of America, N.A. | Fort Collins | CO | 10/2017 | 10/2020 |
| Morgan Stanley Smith Barney Llc | Portland | ME | 10/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-18 |
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