Thomas Frank Givens

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2019 → 05/2022
  Sycamore Bank
  Senatobia, MS
• 12/2016 → 10/2019
  F. O. Givens And Company
  Senatobia, MS
• 06/2014 → 04/2021
  Capital City Interior Llc
  Jackson, MS
• 05/2017 → Present
  Lpl Financial
  Southaven, MS
• 05/2022 → 06/2022
  Unemployed
  Senatobia, MS

Other Businesses

1-11/2021 / OxComm, LLC / For-Profit Business / NON Investment Related / 10 HRS MNTH & 1 HR During Trading / Senatobia, MS 38668 2.05/28/2025 - Planning Commission of Senatobia Mississippi - Not Investment Related - Non-Profit Board Member - StreetSenatobia, MS - Start Date:06/02/2025 - 1 HRS MNTH & 0HR During Trading 3. 03/12/2026-Mid South Estate Sales LLC-Owner-Business Owner-Not inv related-At Senatobia, MS-Start date 07/01/2026-5hrs/mth-0hrs/mth during trading

Exams

• S66 Uniform Combined State Law Examination
  2022-07-26