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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2023-01-11 |
| TX | RA | APPROVED_RES | 2021-02-26 |
Branch Locations
418 W. Main St., Ste. A, Senatobia, MS 38668-2106 • United States
Senatobia, MS • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Senatobia | MS | 02/2015 | 02/2021 |
| Raymond James Financial Services Advisors Inc. | Senatobia | MS | 02/2013 | 02/2021 |
| David C Horan, Dba Ppa Financial Llc | Senatobia | MS | 09/2016 | 02/2021 |
| Stryde Savings | Varies | MS | 10/2017 | 01/2019 |
| Ameriprise Financial Services, Llc | Senatobia | MS | 02/2021 | Present |
Independent Insurance Brokering; MIDLAND NATIONAL; 03/09/2016; Term Life. Business Ownership; PPA, LLC; MANAGE PRACTICE, RESOURCES, PAY SALARIES AND OFFICE EXPENSES; AFFILIATE OF AMERIPRISE; 418 W MAIN ST., SUITE A, , SENATOBIA, MS, 38668; Not Investment-Related; 12/10/2010; 1 to 9 hours per month; 1 to 9 during trading hours / SCH WEB SERVICES; Co-owner; Website Development and Maintenance; 110 Lantana Cir, , Pelham, AL, 35124; Not Investment-Related; 04/04/2024; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2003-04-17 |
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