Eugene Mendoza

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 11/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Milpitas, CA
• 11/2013 → 07/2017
  Bank Of America, N.A.
  Milpitas, CA
• 01/2020 → 09/2020
  Jpmorgan Chase Bank, N.A.
  Gold River, CA
• 01/2020 → 09/2020
  J.P. Morgan Securities Llc
  Gold River, CA
• 12/2019 → 12/2019
  Unemployed
  Sacramento, CA
• 09/2020 → 09/2021
  Citigroup
  Sacramento, CA
• 10/2021 → 05/2024
  Wells Fargo Clearing Services, Llc
  Fremont, CA
• 10/2021 → 05/2024
  Wells Fargo Bank, Na
  Fremont, CA
• 05/2024 → Present
  J.P. Morgan Securities Llc
  San Jose, CA
• 05/2024 → Present
  Jpmorgan Chase Bank, N.A.
  San Jose, CA
• 09/2020 → 09/2021
  Citigroup Global Markets Inc.
  Sacramento, CA

Previous Registrations

• 2021-11-08 → 2024-05-31
  Wells Fargo Clearing Services, Llc
  Walnut Creek, CA
  Fremont, CA
  Union City, CA
  Fremont, CA
• 2021-01-20 → 2021-09-15
  Citigroup Global Markets Inc.
  Fresno, CA
  Elk Grove, CA
  Elk Grove, CA
  Sacramento, CA
  San Francisco, CA
  Citrus Heights, CA
• 2020-02-25 → 2020-10-09
  J.P. Morgan Securities Llc
  Gold River, CA
• 2017-10-26 → 2019-11-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Milpitas, CA
  San Jose, CA
  San Jose, CA
  San Jose, CA
  San Jose, CA
  San Francisco, CA
  San Jose, CA

Other Businesses

RENTAL PROPERTY, SACRAMENTO, CA, 100% OWNERSHIP, START 7/1/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. ?The name of the other business: Rental Property ?Whether the business is investment-related: Not Investment related ?The address of the other business: 4443 Silver Cedar Ln Sacramento Ca 95834 ?The nature of the other business: Rental Property ?Your position: Owner ?Title, or relationship with the other business: Owner ?The start date of your relationship: 07/2021 ?The approximate number of hours/ month you devote to the other business: I visit the property every six months. ?The number of hours you devote to the other business during securities trading hours: 0 ?Briefly describe your duties relating to the other business: Owner/property manager

Exams

• S66 Uniform Combined State Law Examination
  2017-10-25

Other Names

• Eugene Deguzman
• Eugene Mendoza
• Eugene De Guzman Mendoza