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275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-14 |
| MO | RA | APPROVED | 2013-06-10 |
Branch Locations
275 N. Lindbergh Ste. 20, St. Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Krilogy Financial Llc | St. Louis | MO | 05/2013 | Present |
| Saxony Securities Inc | Saint Louis | MO | 12/2014 | Present |
1. KRILOGY FINANCIAL, LLC (OBA) FOR INVESTMENT RELATED BUSINESS; 275 N. LINDBERGH, SUITE 20, ST LOUIS, MO 63141; INVESTMENT ADVISORY BUSINESS; FINANCIAL ADVISOR; BEGAN 6-3-13; 160 HRS/MO; CONDUCT ADVISORY BUSINESS THROUGH RIA 2. VARIOUS INSURANCE COMPANIES (OBA) FOR INVESTMENT RELATED BUSINESS; 275 N. LINDBERGH, SUITE 20, ST LOUIS, MO 63141; NON VARIABLE INSURANCE SALES; INSURANCE AGENT; BEGAN 6-3-13; 1-160 HRS/MO; INSURANCE POLICY SALES 3. Krilogy Financial, LLC, DBA for investment related activity 4. Saxony Securities, Inc; investment related; 275 N Lindbergh Blvd Suite 20 St. Louis, MO 63141; 12/1/2014; 5-10 hours; 5-10 hours; independent contractor providing variable annuity based brokerage services
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-08 |
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