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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
3115 Ft. Worth Highway #300, Hudson Oaks, TX 76087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Plano | TX | 05/2017 | 09/2020 |
| Texas Tech University | Lubbock | TX | 08/2013 | 12/2017 |
| Cx Institutional, Llc | Plano | IN | 10/2018 | 08/2021 |
| Cpf Texas | Plano | TX | 05/2017 | 09/2018 |
| Cxi Advisors, Llc | Plano | TX | 05/2019 | 09/2020 |
| Lpl Financial Llc | North Richland Hills | TX | 08/2021 | 06/2023 |
| Fsc Securities Corporation | Hudson Oaks | TX | 06/2023 | 11/2023 |
| Osaic Wealth, Inc. | Hudson Oaks | TX | 11/2023 | Present |
1) CIRCLE G AGRICULTURE POSITION: Owner NATURE: Business Owner / Partner of LLC, INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/17/2022 ADDRESS: 10306 FM 1026, Gouldbusk TX 76845, United States DESCRIPTION: Land owner and operator, farm upkeep, and record updates. 2) COX FINANCIAL GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/20/2023 ADDRESS: 3115 Fort Worth Hwy, Suite 300, Hudson Oaks TX 76087, United States DESCRIPTION: Financial Advisor / Registered Representative 3) JUSTIN GUESS - INSURANCE LICENSE POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/20/2023 ADDRESS: 3115 Fort Worth HWY, Suite 300, Hudson Oaks TX 76087, United States DESCRIPTION: I review, research, and propose insurance products to clients that have a need. All insurance will be sold under Randy Cox. 4) KF HIDDEN TREASURE MANAGEMENT, LLC POSITION: Administrator NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2026 ADDRESS: 1312 Panorma Dr, Kerrville TX 78028, United States DESCRIPTION: I will serve as an unpaid administrator of a family-owned Texas LLC (KF Hidden Treasure Management, LLC) owned by my grandparents-in-law. The owner has gone blind and would like a family member that is familiar with how her estate works to take over the day to day tasks (which are very little). The LLC holds mineral interests and receives royalty income (only has passive income). I am not a Member, have no ownership interest, and hold no voting rights as a Member per the LLC. In my capacity as an administrator, I will handle the few administrative functions, including paying routine expenses such as property taxes and distributing royalty income to the Members in accordance with their Sharing Ratios as determined under the Company Agreement. I will have no ownership interest or Member voting rights. I will not receive any compensation. I will not engage in any securities transactions, investment advisory activities, or discretionary investment decisions on behalf of the LLC. All major decisions are reserved to the Members under the Company Agreement (sale of substantially all assets, mergers, etc.) will remain with the Members.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-15 |
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