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Justin Shelton Guess

Osaic Wealth, Inc.

Hudson Oaks, TX

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-03
  • TX RA
    APPROVED
    Since 2023-11-03

Branch Locations

3115 Ft. Worth Highway #300, Hudson Oaks, TX 76087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Plano TX 05/2017 09/2020
Texas Tech University Lubbock TX 08/2013 12/2017
Cx Institutional, Llc Plano IN 10/2018 08/2021
Cpf Texas Plano TX 05/2017 09/2018
Cxi Advisors, Llc Plano TX 05/2019 09/2020
Lpl Financial Llc North Richland Hills TX 08/2021 06/2023
Fsc Securities Corporation Hudson Oaks TX 06/2023 11/2023
Osaic Wealth, Inc. Hudson Oaks TX 11/2023 Present
Previous Registrations
  • 2023-06-21 → 2023-11-03
    Fsc Securities Corporation
    Hudson Oaks, TX
  • 2021-08-24 → 2023-07-06
    North Richland Hills, TX
    North Richland Hills, TX
    Tomahawk, WI
  • 2018-10-17 → 2021-08-10
    Plano, TX
    Auburn, IN
    Plano, TX
  • 2019-05-17 → 2020-09-22
    Auburn, IN
    Plano, TX
Other Businesses

1) CIRCLE G AGRICULTURE POSITION: Owner NATURE: Business Owner / Partner of LLC, INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/17/2022 ADDRESS: 10306 FM 1026, Gouldbusk TX 76845, United States DESCRIPTION: Land owner and operator, farm upkeep, and record updates. 2) COX FINANCIAL GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/20/2023 ADDRESS: 3115 Fort Worth Hwy, Suite 300, Hudson Oaks TX 76087, United States DESCRIPTION: Financial Advisor / Registered Representative 3) JUSTIN GUESS - INSURANCE LICENSE POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/20/2023 ADDRESS: 3115 Fort Worth HWY, Suite 300, Hudson Oaks TX 76087, United States DESCRIPTION: I review, research, and propose insurance products to clients that have a need. All insurance will be sold under Randy Cox. 4) KF HIDDEN TREASURE MANAGEMENT, LLC POSITION: Administrator NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2026 ADDRESS: 1312 Panorma Dr, Kerrville TX 78028, United States DESCRIPTION: I will serve as an unpaid administrator of a family-owned Texas LLC (KF Hidden Treasure Management, LLC) owned by my grandparents-in-law. The owner has gone blind and would like a family member that is familiar with how her estate works to take over the day to day tasks (which are very little). The LLC holds mineral interests and receives royalty income (only has passive income). I am not a Member, have no ownership interest, and hold no voting rights as a Member per the LLC. In my capacity as an administrator, I will handle the few administrative functions, including paying routine expenses such as property taxes and distributing royalty income to the Members in accordance with their Sharing Ratios as determined under the Company Agreement. I will have no ownership interest or Member voting rights. I will not receive any compensation. I will not engage in any securities transactions, investment advisory activities, or discretionary investment decisions on behalf of the LLC. All major decisions are reserved to the Members under the Company Agreement (sale of substantially all assets, mergers, etc.) will remain with the Members.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-15
  • S66 Uniform Combined State Law Examination
    2018-10-15
Designations

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