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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-11-21
FL RA APPROVED 2023-11-15
TX RA APPROVED 2023-11-03
  • NC RA
    APPROVED
    Since 2025-11-21
  • FL RA
    APPROVED
    Since 2023-11-15
  • TX RA
    APPROVED
    Since 2023-11-03

Branch Locations

3115 Ft. Worth Highway #300, Hudson Oaks, TX 76087 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Weatherford TX 09/1994 11/2023
Cox Financial Group Hudson Oaks TX 07/2011 Present
Randy Cox Hudson Oaks TX 01/1995 Present
Osaic Wealth, Inc. Hudson Oaks TX 11/2023 Present
  • 09/1994 → 11/2023
    Fsc Securities Corporation
    Weatherford, TX
  • 07/2011 → Present
    Cox Financial Group
    Hudson Oaks, TX
  • 01/1995 → Present
    Randy Cox
    Hudson Oaks, TX
  • 11/2023 → Present
    Hudson Oaks, TX
Previous Registrations
  • 1994-10-28 → 2023-11-03
    Fsc Securities Corporation
    Weatherford, TX
    Hudson Oaks, TX
  • 2006-05-31 → 2010-12-31
    Cox-Springer Finanial Advisors
    Weatherford, TX
Other Businesses

1. COX FINANCIAL GROUP POSITION: Owner - President NATURE: Other - dba for my firm where I sell investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 06/13/2011 ADDRESS: 3115 Ft Worth Hwy, suite 300, Weatherford TX 76087, United States DESCRIPTION: This is the d.b.a. for my financial practice 2. INSURANCE POSITION: owner NATURE: sole-proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/1995 ADDRESS: 3115 Ft Worth Hwy, 300, Hudson Oaks TX 76087, United States DESCRIPTION: I do most all insurance via the B/D but I do have opportunity on occasion to write a fixed annuity directly with an insurance company. 3. COX FINANCIAL GROUP - MEDICARE PARTNERSHIPS POSITION: referor NATURE: Referring people to Medicare Back office and AE Medicare Solutions (through Advisors Excel) to assist clients with Medicare knowledge and supplements INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/11/2022 ADDRESS: 3115 Ft Worth Hwy, #300, 300, HUDSON OAKS TX 76087, United States DESCRIPTION: Refer clients to Medicare Back Office &/or AE Medicare Solutions for assistance with Medicare decisions

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-09-30
  • S63 Uniform Securities Agent State Law Examination
    1994-09-30
Designations

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