Randy Carter Cox

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1994 → 11/2023
  Fsc Securities Corporation
  Weatherford, TX
• 07/2011 → Present
  Cox Financial Group
  Hudson Oaks, TX
• 01/1995 → Present
  Randy Cox
  Hudson Oaks, TX
• 11/2023 → Present
  Osaic Wealth, Inc.
  Hudson Oaks, TX

Previous Registrations

• 1994-10-28 → 2023-11-03
  Fsc Securities Corporation
  Weatherford, TX
  Hudson Oaks, TX
• 2006-05-31 → 2010-12-31
  Cox-Springer Finanial Advisors
  Weatherford, TX

Other Businesses

1. COX FINANCIAL GROUP POSITION: Owner - President NATURE: Other - dba for my firm where I sell investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 120 START DATE: 06/13/2011 ADDRESS: 3115 Ft Worth Hwy, suite 300, Weatherford TX 76087, United States DESCRIPTION: This is the d.b.a. for my financial practice 2. INSURANCE POSITION: owner NATURE: sole-proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/01/1995 ADDRESS: 3115 Ft Worth Hwy, 300, Hudson Oaks TX 76087, United States DESCRIPTION: I do most all insurance via the B/D but I do have opportunity on occasion to write a fixed annuity directly with an insurance company. 3. COX FINANCIAL GROUP - MEDICARE PARTNERSHIPS POSITION: referor NATURE: Referring people to Medicare Back office and AE Medicare Solutions (through Advisors Excel) to assist clients with Medicare knowledge and supplements INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/11/2022 ADDRESS: 3115 Ft Worth Hwy, #300, 300, HUDSON OAKS TX 76087, United States DESCRIPTION: Refer clients to Medicare Back Office &/or AE Medicare Solutions for assistance with Medicare decisions

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-09-30

Designations

• Certified Financial Planner