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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-10-13 |
| TX | RA | APPROVED | 2022-10-05 |
Branch Locations
4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pricewaterhousecoopers | Phoenix | AZ | 07/2016 | 02/2017 |
| Tfo Phoenix, Inc. | Phoenix | AZ | 02/2017 | 09/2022 |
| J.P. Morgan Securities Llc | Phoenix | AZ | 09/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Phoenix | AZ | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-09-07 |
| S65 | Uniform Investment Adviser Law Examination | 2017-05-09 |
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