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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-01-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Credit Suisse Securities (Usa) Llc | Morrisville | NC | 05/2019 | 12/2022 |
| Appalachian State University | Boone | NC | 08/2015 | 05/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2023, LICENSED ADMIN FOR ADVISORY REP OF AN RIA, NIR, 160 HR/MO 120 HR/MO TRADING 2) VIDITZ-WARD FINANCIAL SERVICES, 1005 MEDINAH CT MARVIN NC, 02/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 1 HR/MO 1 HR/MO TRADING 3) VIDITZ-WARD FINANCIAL SERVICES, INC, Marvin NC 28173, United States, 01/30/2023, W2 Employee, INV REL, 160 HR/MO 120 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-09 |
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