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Omega Wealth Management, LLC CRD 330209
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
17210 Westmill Lane, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aon Hewitt Financial Advisors, Llc | Charlotte | NC | 08/2014 | 09/2017 |
| Axa Equitable | Charlotte | NC | 09/2017 | 04/2020 |
| Axa Advisors Llc | New York | NY | 09/2017 | 03/2020 |
| Alight Financial Solutions, Llc | Charlotte | NC | 04/2016 | 09/2017 |
| Omega Wealth Mgt. ,Llc | Charlotte | NC | 04/2020 | 04/2022 |
| Chelsea Financial Services | New York | NY | 01/2022 | 03/2022 |
| Ally Invest Securities Llc | Charlotte | NC | 04/2022 | 11/2022 |
| Ally Invest Advisors | Charlotte | NC | 04/2022 | 12/2022 |
| Omega Wealth Management, Llc. | Charlotte | NC | 02/2024 | Present |
| Unemployed | Charlotte | NC | 12/2022 | 02/2024 |
| Innovation Partners Llc | Charlotte | NC | 10/2024 | Present |
04/04/2022: Notary Public in the State of North Carolina. 0 hours/month devoted to the business; 0 hours/month during trading hours. This is not investment related. Name: Mahendra S. Rathore | Not Investment Related |Address: Same Location | Nature: Selling Fixed Insurance Products | Position: Individual Agent | Relationship: Appointed Agent | Start Date / Effective Date: 08/21/2007 | Approximate number of Hours: 120 per month | Number of Hours during Trading Hours: 2 hours | Duties: Insurance Products - Sales & Services
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-11-09 |
| S66 | Uniform Combined State Law Examination | 2014-10-20 |
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