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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-06-11
  • CA RA
    APPROVED
    Since 2019-06-11

Branch Locations

3200 East Camelback Road Suite 190, Phoenix, AZ 85018 • United States

100 Howe Avenue Ste 120S, Sacramento, CA 95825 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Sacramento CA 05/2017 05/2019
Mml Investors Services Sacramento CA 05/2017 05/2019
Hanlees Auto Group Davis CA 12/2016 05/2017
Swift Chrysler Dodge Jeep Ram Kia Davis CA 02/2014 11/2016
Mutual Of Omaha Insurance Company Davis CA 05/2019 Present
Mutual Of Omaha Investor Services Davis CA 05/2019 Present
  • 05/2017 → 05/2019
    Massachusetts Mutual Life Insurance Company
    Sacramento, CA
  • 05/2017 → 05/2019
    Mml Investors Services
    Sacramento, CA
  • 12/2016 → 05/2017
    Hanlees Auto Group
    Davis, CA
  • 02/2014 → 11/2016
    Swift Chrysler Dodge Jeep Ram Kia
    Davis, CA
  • 05/2019 → Present
    Mutual Of Omaha Insurance Company
    Davis, CA
  • 05/2019 → Present
    Mutual Of Omaha Investor Services
    Davis, CA
Previous Registrations
Other Businesses

(1) Insurance Agent - Start Date: 05/2019 - Non-investment Related - Insurance lines of business: Life, Health, Annuities, Medical, Dental, Vision, Disability, Fixed Annuities, and Long Term Care Insurance - Hours/per week during trading hours: 0 (2) Co-Founder and Partner - Herrera May Wealth Management (DBA) a Financial Services Organization (Start 5/2023)- Hours/per week during trading hours: 0 (3) Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-20
  • S66 Uniform Combined State Law Examination
    2017-10-20
Other Names
  • Thomas May
  • Thomas Milo May

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