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3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-06-11 |
Branch Locations
3200 East Camelback Road Suite 190, Phoenix, AZ 85018 • United States
100 Howe Avenue Ste 120S, Sacramento, CA 95825 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Sacramento | CA | 05/2017 | 05/2019 |
| Mml Investors Services | Sacramento | CA | 05/2017 | 05/2019 |
| Hanlees Auto Group | Davis | CA | 12/2016 | 05/2017 |
| Swift Chrysler Dodge Jeep Ram Kia | Davis | CA | 02/2014 | 11/2016 |
| Mutual Of Omaha Insurance Company | Davis | CA | 05/2019 | Present |
| Mutual Of Omaha Investor Services | Davis | CA | 05/2019 | Present |
(1) Insurance Agent - Start Date: 05/2019 - Non-investment Related - Insurance lines of business: Life, Health, Annuities, Medical, Dental, Vision, Disability, Fixed Annuities, and Long Term Care Insurance - Hours/per week during trading hours: 0 (2) Co-Founder and Partner - Herrera May Wealth Management (DBA) a Financial Services Organization (Start 5/2023)- Hours/per week during trading hours: 0 (3) Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-20 |
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