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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-21
PA RA APPROVED 2021-03-04
  • TX RA
    APPROVED
    Since 2021-03-21
  • PA RA
    APPROVED
    Since 2021-03-04

Branch Locations

224 Valley Creek Blvd, Exton, PA 19341 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Exton PA 02/2019 Present
Dlg Residential Property Management Llc Ambler PA 05/2018 08/2018
Bank Of America Merrill Lynch Doylestown PA 05/2017 08/2017
University Of Tampa Tampa FL 08/2015 12/2018
Unemployed Blue Bell PA 01/2019 02/2019
Bank Of America, N.A. Exton PA 05/2023 Present
  • 02/2019 → Present
    Exton, PA
  • 05/2018 → 08/2018
    Dlg Residential Property Management Llc
    Ambler, PA
  • 05/2017 → 08/2017
    Bank Of America Merrill Lynch
    Doylestown, PA
  • 08/2015 → 12/2018
    University Of Tampa
    Tampa, FL
  • 01/2019 → 02/2019
    Unemployed
    Blue Bell, PA
  • 05/2023 → Present
    Bank Of America, N.A.
    Exton, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-03
  • S66 Uniform Combined State Law Examination
    2021-03-03

View on SEC IAPD

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