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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-03 |
| FL | RA | APPROVED | 2024-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Orlando | FL | 05/2017 | 03/2021 |
| University Of Central Florida | Orlando | FL | 01/2011 | 12/2016 |
| Unemployed | Orlando | FL | 12/2016 | 05/2017 |
| Charles Schwab & Co., Inc. | Orlando | FL | 11/2021 | Present |
| Unemployed | Winter Garden | FL | 04/2021 | 10/2021 |
1) Fray Collectables LLC | Investment Related:No|Other|Owner|7/13/2026|Less than 20|0|Seeking approval to open business related to buying and selling Collectables, including but not limited to, autographed memorabilia, sports cards, and vintage souvenirs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-25 |
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