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Adriana Maria Da Cruz

Morgan Stanley

Mountain View, CA

Palo Alto, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-09
TX RA APPROVED 2025-10-09
  • CA RA
    APPROVED
    Since 2025-10-09
  • TX RA
    APPROVED
    Since 2025-10-09

Branch Locations

Mountain View, CA • United States

1400 Page Mill Road, Palo Alto, CA 94304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 05/2017 01/2022
Relocation New York NY 08/2016 04/2017
Ubs Financial Services Inc. Mountain View CA 07/2025 09/2025
Morgan Stanley Menlo Park CA 10/2025 Present
Ubs Financial Services Inc. Weehawken NJ 01/2022 06/2025
Previous Registrations
  • 2017-12-05 → 2025-09-29
    Ubs Financial Services Inc.
    Mountain View, CA
    New York, NY
    Weehawken, NJ
    New York, NY
    Houston, TX
    Coral Gables, FL
    Weehawken, NJ
    Weehawken, NJ
    Hoboken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-01
  • S66 Uniform Combined State Law Examination
    2017-12-01
Other Names
  • Adriana Cruz

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
NOOSPHERE VENTURES MANAGEMENT COMPANY, LLC
EL CAMINO GLOBAL CAPITAL, LLC
WEALTH ARCHITECTS, LLC
AP INVESTMENT MANAGEMENT
NIMBLE VENTURE STUDIO LLC
OSAIC ADVISORY SERVICES, LLC
ELEFUND MANAGEMENT COMPANY, LLC

Other Investors

Jack H Teale
Jin W Shin
Brenda Castellanos Rojas
Serop Kupelian
Shahrzad Keshavarz Adeli
MARK RICHARD GORDON
Jessica Ng
LILLIAN GRACE SWENSON

Other Offices

J.P. MORGAN SECURITIES LLC · MOUNTAIN VIEW, CA
NOOSPHERE VENTURES MANAGEMENT COMPANY, LLC · MOUNTAIN VIEW, CA
EL CAMINO GLOBAL CAPITAL, LLC · MOUNTAIN VIEW, CA
WEALTH ARCHITECTS, LLC · MOUNTAIN VIEW, CA
AP INVESTMENT MANAGEMENT · MOUNTAIN VIEW, CA
NIMBLE VENTURE STUDIO LLC · MOUNTAIN VIEW, CA
OSAIC ADVISORY SERVICES, LLC · MOUNTAIN VIEW, CA
ELEFUND MANAGEMENT COMPANY, LLC · MOUNTAIN VIEW, CA

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