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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-02-10
  • TN RA
    APPROVED
    Since 2023-02-10

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Johnson City, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones Saint Louis MO 06/2017 09/2020
Bluestone Label Morristown TN 02/2013 05/2017
Mikaye Forging Surgoinsville TN 02/2021 02/2021
Unemployed Johnson City TN 02/2021 06/2021
Unemployed Johnson City TN 10/2020 02/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2021 07/2021
Northwestern Mutual Investment Services Llc Johnson City TN 06/2021 07/2021
Valic Financial Advisors, Inc. Brentwood TN 07/2021 12/2022
Agia Houston TX 12/2022 12/2022
Empower Financial Services, Inc Greenwood Village CO 01/2023 Present
Empower Advisory Group, Llc Greenwood Village CO 01/2023 Present
  • 06/2017 → 09/2020
    Saint Louis, MO
  • 02/2013 → 05/2017
    Bluestone Label
    Morristown, TN
  • 02/2021 → 02/2021
    Mikaye Forging
    Surgoinsville, TN
  • 02/2021 → 06/2021
    Unemployed
    Johnson City, TN
  • 10/2020 → 02/2021
    Unemployed
    Johnson City, TN
  • 06/2021 → 07/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2021 → 07/2021
    Johnson City, TN
  • 07/2021 → 12/2022
    Brentwood, TN
  • 12/2022 → 12/2022
    Agia
    Houston, TX
  • 01/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 01/2023 → Present
    Greenwood Village, CO
Previous Registrations
Other Businesses

OLD BLACK MOUNTAIN GAMES AND TOYS, LLC POSITION: Owner NATURE: Retail store INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/06/2022 ADDRESS: 1409 W Market St, Suite 102, Johnson city TN 37604, United States DESCRIPTION: Managing partner in charge of day to day operations in the evening including: ordering, sales, promotions, and marketing.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-31
  • S66 Uniform Combined State Law Examination
    2017-07-31
Other Names
  • Joe Buckles
  • Joseph Kurt Buckles
  • Joseph Buckles

View on SEC IAPD

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