Best Investors
Account
Sign in
527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-02-04 |
Branch Locations
527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
6013 Brownsboro Park Blvd Suite A, Louisville, KY 40207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Louisville | KY | 06/2017 | 11/2018 |
| Frank Otte Nursery | Louisville | KY | 05/2014 | 06/2017 |
| Lincoln Investment Planning, Llc | Fort Washington | PA | 04/2019 | 05/2020 |
| Unemployed | Louisville | KY | 11/2018 | 04/2019 |
| Lpl Financial, Llc | Louisville | KY | 05/2020 | Present |
| Keystone Financial Group | Lexington | KY | 07/2023 | Present |
1. 7/5/2023: SandS Shipping; Louisville, KY; Other - Business Owner; Co-Member; Not inv. related; start date 6/6/203; 10hrs/mo..; 0hrs during trading 2. 9/26/2023: Keystone Financial Group, LLC; At reported business location(s); Registered Investment Advisor; Inv. related; start date 9/11/2023; 160hrs/mo.; 7hrs during trading; I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/14/2023 - Keystone Financial Group, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/22/2023 - 160 Hours Per Month/ 7 Hours During Trading 4. 02/18/2026 - ASM Solutions - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 120 hours per month/ 80 hours during trading 5. 03/11/2026 - GoalBased - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 03/01/2026 - 20 hours per month/ 5 hours during trading 6. 03/11/2026 - SandHill Asset Management - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 03/01/2026 - 10 hours per month/ 0 hours during trading - I provide investment advisory services through Keystone Financial Group, LLC, an independent investment advisor firm. I started this business activity in 3/2026. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-19 |
Reach out to this advisor