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701 Fifth Ave Columbia Tower, 42Nd Floor, Seattle, WA 98104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-05-22 |
| WA | RA | APPROVED | 2017-08-29 |
Branch Locations
701 Fifth Ave Columbia Tower, 42Nd Floor, Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kochar Capital | Carnation | WA | 11/2015 | 08/2017 |
| Cedar River Capital, Llc | Seattle | WA | 08/2017 | Present |
Baltej Singh Kochar is a limited partner and 6.78% shareholder of TOC Equity Partners Alpha, LLC which is a private equity fund. 0 hours are spent on this activity during and outside of trading hours. 0% of his yearly income comes from this activity. From time to time, he may offer clients advice or products from those activities and clients should be aware that these services may involve a conflict of interest. Cedar River Capital, LLC always acts in the best interest of the client, and clients always have the right to decide whether or not to utilize the services of any representative of Cedar River Capital, LLC in such individual's outside capacities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-12 |
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