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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-15 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Concord, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Technology & Services Usa Inc | Charlotte | NC | 01/2016 | 12/2017 |
| Cary Street Partners | Richmond | VA | 01/2018 | 10/2020 |
| Luxon Asset Management | Richmond | VA | 01/2018 | 12/2019 |
| Cary Street Partners | Richmond | VA | 01/2018 | 10/2020 |
| Tiaa | Charlotte | NC | 11/2020 | 05/2026 |
| Tiaa Cref Individual & Institutional Services, Llc | Charlotte | NC | 11/2020 | 05/2026 |
| Empower Financial Services, Inc | Greenwood Village | CO | 06/2026 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 06/2026 | Present |
Name: FINRA - Arbitrator Position: Arbitrator Nature: FINRA is a self-regulatory organization that oversees brokerage firms and registered securities representatives in the US. Investment Related: Yes Hours: 0 Securities Trading Hours: 0 Start Date: 05/19/2015 Address: FINRA 1735 K Street, NW, Washington DC 20006, United States Description: Serve as an impartial adjudicator in disputes between broker-dealers, associated persons, and customers under FINRA's Code of Arbitration Procedure.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-21 |
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