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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-02
IA RA APPROVED 2020-11-23
  • TX RA
    APPROVED_RES
    Since 2026-01-02
  • IA RA
    APPROVED
    Since 2020-11-23

Branch Locations

3720 Queen Ct Sw Ste 6, Cedar Rapids, IA 52404 • United States

204 Glenn St. Se Suite 2, Mount Vernon, IA 52314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2018 09/2019
Northwestern Mutual Investment Services Llc Coralville IA 04/2018 09/2019
Citigroup New York NY 07/2001 03/2018
Thrivent Investment Management Inc New York City NY 06/2017 10/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2018 09/2019
Marine Credit Union La Crosse WI 09/2019 09/2020
Hennings Financial.cOm Cedar Rapids IA 09/2020 Present
Cambridge Investment Research, Inc Fairfield IA 09/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 11/2020 Present
  • 04/2018 → 09/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 04/2018 → 09/2019
    Northwestern Mutual Investment Services Llc
    Coralville, IA
  • 07/2001 → 03/2018
    Citigroup
    New York, NY
  • 06/2017 → 10/2017
    Thrivent Investment Management Inc
    New York City, NY
  • 10/2018 → 09/2019
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2019 → 09/2020
    Marine Credit Union
    La Crosse, WI
  • 09/2020 → Present
    Hennings Financial.cOm
    Cedar Rapids, IA
  • 09/2020 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 11/2020 → Present
    Fairfield, IA
Other Businesses

1) BOYUM INVESTMENT SERVICES, 3720 QUEEN COURT SW STE 6 CEDAR RAPIDS IA, 10/2020, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 11/2020, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 80 HR/MO TRADING 3) APEX FINANCIAL GROUP, 204 GLENN STREET SOUTHEAST SUITE 2 MOUNT VERNON IA, 01/2023, OWNER, BUSINESS ENTITY, NIR, 100 HR/MO 80 HR/MO TRADING 4) IOWA CITY SCHOOL DISTRICT, 1400 DUBUQUE ST NE NORTH LIBERTY IA, 08/2024, COACH, YOUTH SPORTS, NIR, 12 HR/MO 0 HR/MO TRADING 5) APEX FINANCIAL GROUP, 3720 Queen CT SW Suite 6, Cedar Rapids IA 52404, United States, 01/01/2023, Owner, DBA Name, NIR, 40 HR/MO - 30 HR/MO TRADING 6) MOUNT VERNON INVESTMENT CENTER, 204 Glenn Street Suite 2, Mount Vernon IA 52314, United States, 01/01/2023, Owner, DBA Name, INV REL, 40 HR/MO - 30 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-12
S63 Uniform Securities Agent State Law Examination 2018-09-22
  • S66 Uniform Combined State Law Examination
    2020-11-12
  • S63 Uniform Securities Agent State Law Examination
    2018-09-22
Other Names
  • Raymond George Boyum
  • Ray Boyum

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