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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-02 |
| IA | RA | APPROVED | 2020-11-23 |
Branch Locations
3720 Queen Ct Sw Ste 6, Cedar Rapids, IA 52404 • United States
204 Glenn St. Se Suite 2, Mount Vernon, IA 52314 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2018 | 09/2019 |
| Northwestern Mutual Investment Services Llc | Coralville | IA | 04/2018 | 09/2019 |
| Citigroup | New York | NY | 07/2001 | 03/2018 |
| Thrivent Investment Management Inc | New York City | NY | 06/2017 | 10/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2018 | 09/2019 |
| Marine Credit Union | La Crosse | WI | 09/2019 | 09/2020 |
| Hennings Financial.cOm | Cedar Rapids | IA | 09/2020 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 09/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2020 | Present |
1) BOYUM INVESTMENT SERVICES, 3720 QUEEN COURT SW STE 6 CEDAR RAPIDS IA, 10/2020, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 5 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 11/2020, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 80 HR/MO TRADING 3) APEX FINANCIAL GROUP, 204 GLENN STREET SOUTHEAST SUITE 2 MOUNT VERNON IA, 01/2023, OWNER, BUSINESS ENTITY, NIR, 100 HR/MO 80 HR/MO TRADING 4) IOWA CITY SCHOOL DISTRICT, 1400 DUBUQUE ST NE NORTH LIBERTY IA, 08/2024, COACH, YOUTH SPORTS, NIR, 12 HR/MO 0 HR/MO TRADING 5) APEX FINANCIAL GROUP, 3720 Queen CT SW Suite 6, Cedar Rapids IA 52404, United States, 01/01/2023, Owner, DBA Name, NIR, 40 HR/MO - 30 HR/MO TRADING 6) MOUNT VERNON INVESTMENT CENTER, 204 Glenn Street Suite 2, Mount Vernon IA 52314, United States, 01/01/2023, Owner, DBA Name, INV REL, 40 HR/MO - 30 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-22 |
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