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Alexandra Julia Julia Nemeroff

Ubs Financial Services Inc.

Washington, DC

Washington, DC

Bethesda, MD

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-07-03
DC RA APPROVED 2022-04-27
  • MD RA
    APPROVED
    Since 2023-07-03
  • DC RA
    APPROVED
    Since 2022-04-27

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

1700 M Street Nw 5Th Floor, Washington, DC 20036 • United States

Bethesda, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equinox New York NY 03/2017 04/2017
Trunk Club New York NY 02/2016 01/2017
Franklin Templeton Distributors, Inc. Sacramento CA 05/2017 10/2017
Franklin Templeton Distributors, Inc. Rancho Cordova CA 10/2017 05/2019
Ubs Financial Services Inc. Washington DC 08/2019 Present
  • 03/2017 → 04/2017
    Equinox
    New York, NY
  • 02/2016 → 01/2017
    Trunk Club
    New York, NY
  • 05/2017 → 10/2017
    Franklin Templeton Distributors, Inc.
    Sacramento, CA
  • 10/2017 → 05/2019
    Franklin Templeton Distributors, Inc.
    Rancho Cordova, CA
  • 08/2019 → Present
    Ubs Financial Services Inc.
    Washington, DC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-28
S63 Uniform Securities Agent State Law Examination 2019-03-04
  • S66 Uniform Combined State Law Examination
    2021-10-28
  • S63 Uniform Securities Agent State Law Examination
    2019-03-04
Other Names
  • Alexandra Julia Mulligan
  • Alexandra Mulligan

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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