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Collin Trent Habig

Summit Financial, LLC

Sarasota, FL

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Current Employers
Summit Financial, Llc

4 Campus Drive, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-04-14
  • FL RA
    APPROVED
    Since 2025-04-14

Branch Locations

2601 Cattlemen Rd Ste 501, Sarasota, FL 34232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 09/2018 10/2022
Nichols College Dudley MA 09/2014 05/2018
G Norwood Landscape Management Brockton MA 03/2015 12/2017
Merrill Lynch Pierce Fenner & Smith Inc Providence RI 05/2017 08/2017
Toby Keiths I Love This Bar And Grill Foxboro MA 06/2017 09/2018
Doucette Capital Plainville MA 10/2022 04/2024
Raymond James Financial Services, Inc. Plainville MA 10/2022 04/2024
Raymond James Financial Services Advisors, Inc. Plainville MA 10/2022 04/2024
Habig Capital Plainville MA 10/2022 03/2025
Osaic Wealth, Inc. Sarasota FL 04/2024 06/2024
Osaic Wealth, Inc. Sarasota FL 06/2024 04/2025
Summit Financial Dba Lpf Advisors Sarasota FL 04/2025 Present
Purshe Kaplan Sterling Investments Albany NY 05/2025 Present
  • 09/2018 → 10/2022
    St Louis, MO
  • 09/2014 → 05/2018
    Nichols College
    Dudley, MA
  • 03/2015 → 12/2017
    G Norwood Landscape Management
    Brockton, MA
  • 05/2017 → 08/2017
    Merrill Lynch Pierce Fenner & Smith Inc
    Providence, RI
  • 06/2017 → 09/2018
    Toby Keiths I Love This Bar And Grill
    Foxboro, MA
  • 10/2022 → 04/2024
    Doucette Capital
    Plainville, MA
  • 10/2022 → 04/2024
    Raymond James Financial Services, Inc.
    Plainville, MA
  • 10/2022 → 04/2024
    Plainville, MA
  • 10/2022 → 03/2025
    Habig Capital
    Plainville, MA
  • 04/2024 → 06/2024
    Osaic Wealth, Inc.
    Sarasota, FL
  • 06/2024 → 04/2025
    Osaic Wealth, Inc.
    Sarasota, FL
  • 04/2025 → Present
    Summit Financial Dba Lpf Advisors
    Sarasota, FL
  • 05/2025 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
Other Businesses

1) Summit Financial dba LPF Advisors. Investment related. At registered location. RIA. IAR. Start date: 04/2025. 160 hrs/month; all during trading hours. I am a financial advisor with the RIA firm that meets with clients and provides wealth management services. 2) Fixed Insurance. Investment related. At registered location. Traditional/fixed insurance. Agent. Start date: 04/2025 5 hrs/month; all during trading hours. Sales of traditional/fixed insurance. 3) PKSF. Investment related. At registered location. Traditional/fixed insurance. Agent. Start date: 04/2025. 1 hr/month; during trading hours. Sales of traditional/fixed insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-20
  • S66 Uniform Combined State Law Examination
    2018-12-20
Designations
Other Names
  • Collin Habig

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